The CSSF circular 18/698
IIA Luxembourg is delighted to invite you to the lunch-conference "The CSSF circular 18/698 - Insight on key compliance topics for regulated Investment Fund Managers in Luxembourg” which will be held on Tuesday 26 March from 11.30-14.00 at Novotel Hotel, Luxembourg-Kirchberg.
The CSSF circular 18/698 - Insight on key compliance topics for regulated Investment Fund Managers in Luxembourg
The CSSF Circular 18/698 was published last August, which sets out the new operating conditions that Investment funds managers in Luxembourg must respect. Given the significant challenges faced by the entire industry to fully implement the different requirements laid out by the Circular, the entire IFM market has since been busy realigning themselves to comply with the new regulations.
• Governance: the people and the decision making process - challenges
• The organisation of the three lines of defence model: expectations in small IFM and in subsidiaries of larger financial institutions
• The oversight of delegates – a dedicated control function?
• Q&A Session
Speaker: Nicolas Deldime
Partner @ Arendt Regulatory & Consulting
Before joining Arendt Regulatory & Consulting in 2012, Nicolas was a Director in the consulting practice of a Big Four company. Nicolas has in-depth expertise in financial sector regulation and its impact on business, gained in servicing numerous banks, funds and asset managers. He notably provides advisory services in relation to MiFID, fund distribution operations, business and license transformation.
Nicolas has undertaken various gap analysis assignments in relation to the compliance with the CSSF circular 18/698.
Nicolas holds a master's degree in Law from the Catholic University of Louvain-La-Neuve (Belgium).
To register, please fill in the attached registration form and send it to iialux [at] pt.lu before 21 March 2019190326_iia_registration_form.pdf